Compliance in Financial Services Industry

This area of study helps students develop skill and knowledge in compliance, risk analysis, and security in the insurance and financial services sectors.

Publicly held companies must comply with a host of regulatory requirements such as those stemming from the Sarbanes Oxley Act. Companies in the financial services sector have unique risk management and security concerns. By taking these courses, an MBA student can demonstrate a focus on compliance, risk and security, to enhance employment opportunities in the financial sector.

Students should select 3 courses from below.